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Cease Trade Orders

...to meet disclosure requirements or as a result of an enforcement action that involves an investigation of potential wrongdoing. The purpose of the National CTO Database (CTO Database) is twofold:...
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Frequently Asked Questions

...Document Analysis and Retrieval), CTO (Cease-Trade Order Database), DL (Disciplined List), SEDI (System for Electronic Disclosure by Insiders), NRD (National Registration Database) and NRS (National Registration Search). Where can I...
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About NRD

What is NRD? The National Registration Database is a web-based system that will permit dealers and advisers to file registration forms electronically. It has been designed, in consultation with industry...
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SEDAR+ Overview

...national Cease Trade Order (CTO) database, the Disciplined List (DL) database and certain filings currently made in paper or in the British Columbia Securities Commission’s eServices system and the Ontario...
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SEDAR+ overview

...On July 25, 2023, SEDAR+ consolidated and replaced SEDAR, the national Cease Trade Order (CTO) database, the Disciplined List (DL) database and certain filings currently made in paper or in...
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SEDAR+ Overview

...by Insiders), NRD (National Registration Database) and NRS (National Registration Search). Improving the User Experience for Canadian Market Participants We have a vision of a seamless platform across Canada that...
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Resources

...analyze financial information. Dealer/Adviser Registration The National Registration Database (NRD) is a web-based system that permits dealers and advisers to file registration forms electronically. The National Registration Search contains information about registrants in Canada....
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