Recevez toutes les nouvelles concernant SEDAR+, dont les dates importantes du projet, les renseignements sur la formation et les changements majeurs apportés aux processus à suivre par les organismes. Nom(Nécessaire)...
...Each firm is required to pay a fee to enrol in NRD. Applicants for registration are charged system fees when filing applications for Initial Registration, Reactivation of Registration, or Registration...
...cost of regulatory compliance. The following systems and databases have been consolidated into SEDAR+: SEDAR Cease Trade Order (CTO) database Disciplined List (DL) database Certain filings made in paper or...
...des intermédiaires Autorité des marchés financiers 514 395-0337 martin.picard@lautorite.qc.ca Anita Chung, CPA, CA, CFE Registration Accountant, Compliance & Registrant Regulation Commission des valeurs mobilières de l’Ontario 416 593-8131 achung@osc.gov.on.ca Mark French Manager,...
...CA, CFE Registration Accountant, Compliance & Registrant Regulation Commission des valeurs mobilières de l’Ontario 416 593-8131 achung@osc.gov.on.ca Mark French Manager, Registration & Dealer Compliance British Columbia Securities Commission 604 899-6856 mfrench@bcsc.bc.ca Wendy...
...New ↗ New SRO changes its name Canadian Investment Regulatory Organization New Self-Regulatory Organization of Canada and Canadian Investor Protection Fund officially launch National Registration Database – dual registered firms...
...New ↗ National Registration Database – Updated external guide for dual registered firms New SRO changes its name Canadian Investment Regulatory Organization New Self-Regulatory Organization of Canada and Canadian Investor...
Manitoba victim lost $30,000 | Falsely declares registration with the US Securities and Exchange Commission | Falsely declares registration in the U.K.
...sur les dépôts des personnes inscrites, adressez-vous aux personnes suivantes : Anita Chung, CPA, CA, CFE Registration Accountant, Compliance & Registrant Regulation Commission des valeurs mobilières de l’Ontario 416 593-8131 achung@osc.gov.on.ca Mark...
The legacy CTO Database used the CUSIP number as a security identifier. These numbers are assigned to securities trading in Canada and the United States. In SEDAR+, CUSIP numbers may...
