...Once you have completed the registration process, email the CSA Service Desk. Use the email template or send an email with the subject line: “Time sensitive filing” and include the...
...NI 51-102) If you do not have a SEDAR+ account: Complete the steps detailed on the Register for a SEDAR+ account page Once you have completed the registration process, email the CSA...
...steps detailed on the Register for a SEDAR+ account page Once you have completed the registration process, email the CSA Service Desk. Use the email template or send an email with the...
...Each firm is required to pay a fee to enrol in NRD. Applicants for registration are charged system fees when filing applications for Initial Registration, Reactivation of Registration, or Registration...
...cost of regulatory compliance. The following systems and databases have been consolidated into SEDAR+: SEDAR Cease Trade Order (CTO) database Disciplined List (DL) database Certain filings made in paper or...
...entend notamment les gestionnaires de fonds d’investissement non inscrits (unregistered investment fund managers) et les sociétés internationales dispensées non inscrites (unregistered exempt international firms). Les personnes inscrites et les participants...
...CA, CFE Registration Accountant, Compliance & Registrant Regulation Commission des valeurs mobilières de l’Ontario 416 593-8131 achung@osc.gov.on.ca Mark French Manager, Registration & Dealer Compliance British Columbia Securities Commission 604 899-6856 mfrench@bcsc.bc.ca Wendy...
...produits et services qu’elles vous vendent. Moteur de recherche national de renseignements sur l’inscription Le moteur de recherche national de renseignements sur l’inscription est un outil en ligne qui permet...
...are required to file a report of exempt distribution on Form 45-106F1 Report of Exempt Distribution (Report) within a prescribed timeframe set out in National Instrument 45-106 Prospectus Exemptions (NI...
Manitoba victim lost $30,000 | Falsely declares registration with the US Securities and Exchange Commission | Falsely declares registration in the U.K.
