Recherche

Des autorités de réglementation du secteur financier canadien proposent des obligations d’information sur le coût total des fonds d’investissement et des fonds distincts

...proposals for the securities sector are for amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and related guidance. IIROC and MFDA rules would be...

Le comité mixte des organismes de réglementation sur l’OSBI commente le rapport d’évaluation indépendante

...analyzing the findings and recommendations, along with other stakeholder input, in considering next steps in response to the report. BACKGROUND: In 2014, amendments to National Instrument 31-103 Registration Requirements, Exemptions...

Les autorités en valeurs mobilières du Canada rappellent aux investisseurs les risques associés à la négociation de cryptoactifs

...with Canadian securities law requirements, including registering with securities regulators. While this regulatory oversight plays an important role in investor protection, investors should know that registration cannot eliminate all risks...

Inscription initiale

...at 1-800-219-5381 AFR Administrator The Chief AFR for your firm AFR Either the Chief AFR or an AFR Administrator for your firm Individual registrant completing an initial application for registration...

Les autorités en valeurs mobilières du Canada prient les Canadiens de faire preuve de vigilance face à l’exploitation financière des aînés en ligne, et soulignent l’importance de nommer une personne de confiance

...someone you have not met in person. Check the registration of any individual, firm or platform you plan to invest with by visiting AreTheyRegistered.ca and confirming the identity of the...

Mise en garde : des « groupes d’investissement » frauduleux sur les médias sociaux profitent de la vulnérabilité de certains investisseurs

...history of investment advisors before you invest. You can use the CSA’s National Registration Search. Check the CSA’s Investor Alerts page for a list of firms to avoid. You can...

Year in Review

...PRUs with CSA members to continue operations while their applications for registration are being reviewed. Canadians reached through our Human Disclaimers investor education campaign. SIX STRATEGIC GOALS TO HARMONIZE THE...

Year in Review

...and achieving the strategic goals outlined in our 2022-2025 Business Plan. Over the last year, our markets have been influenced by significant international political and social events, developments in emerging technologies,...