...previously provided. Updated SEDAR+ Registration Package (English) Updated SEDAR+ Registration Package (French) Note: If your organization does not allow downloads of ZIP files, please click here to download individual documents....
...prioritized during the registration process. SEDAR+ legal agreements and required account/profile information To help you prepare for the registration process, we encourage you to review the required legal agreements and...
...New ↗ New SRO changes its name Canadian Investment Regulatory Organization New Self-Regulatory Organization of Canada and Canadian Investor Protection Fund officially launch National Registration Database – dual registered firms...
...valeurs et/ou Liste des personnes sanctionnées SEDI (Système électronique de déclaration des initiés) BDNI (Base de données nationale d’inscription) et/ou Moteur de recherche national de renseignements sur l’inscription Je n’utilise...
...Each firm is required to pay a fee to enrol in NRD. Applicants for registration are charged system fees when filing applications for Initial Registration, Reactivation of Registration, or Registration...
...it launches on July 25. Each issuer’s organizational account information must be submitted during the registration process, as well as all required legal agreements (see below for more information). WATCH:...
...CA, CFE Registration Accountant, Compliance & Registrant Regulation Commission des valeurs mobilières de l’Ontario 416 593-8131 achung@osc.gov.on.ca Mark French Manager, Registration & Dealer Compliance British Columbia Securities Commission 604 899-6856 mfrench@bcsc.bc.ca Wendy...
...entend notamment les gestionnaires de fonds d’investissement non inscrits (unregistered investment fund managers) et les sociétés internationales dispensées non inscrites (unregistered exempt international firms). Les personnes inscrites et les participants...
...produits et services qu’elles vous vendent. Moteur de recherche national de renseignements sur l’inscription Le moteur de recherche national de renseignements sur l’inscription est un outil en ligne qui permet...
...sur les dépôts des personnes inscrites, adressez-vous aux personnes suivantes : Anita Chung, CPA, CA, CFE Registration Accountant, Compliance & Registrant Regulation Commission des valeurs mobilières de l’Ontario 416 593-8131 achung@osc.gov.on.ca Mark...