...as dual registered firms, with the application process. The guide focuses primarily on the filing obligations associated with National Instrument 33-109 Registration Information and its associated forms on the National...
Montréal – Les Autorités canadiennes en valeurs mobilières (ACVM) signalent un récent accès non autorisé à la Base de données nationale d’inscription des ACVM, l’outil en ligne que les personnes...
...Document Analysis and Retrieval), CTO (Cease-Trade Order Database), DL (Disciplined List), SEDI (System for Electronic Disclosure by Insiders), NRD (National Registration Database) and NRS (National Registration Search). Where can I...
What is NRD? The National Registration Database is a web-based system that will permit dealers and advisers to file registration forms electronically. It has been designed, in consultation with industry...
...On July 25, 2023, SEDAR+ consolidated and replaced SEDAR, the national Cease Trade Order (CTO) database, the Disciplined List (DL) database and certain filings currently made in paper or in...
...national Cease Trade Order (CTO) database, the Disciplined List (DL) database and certain filings currently made in paper or in the British Columbia Securities Commission’s eServices system and the Ontario...
...analyze financial information. Dealer/Adviser Registration The National Registration Database (NRD) is a web-based system that permits dealers and advisers to file registration forms electronically. The National Registration Search contains information about registrants in Canada....
...Registration Regime October 13, 2009: Instructions on how to prevent wrong NRD fees for automatic reinstatement of registration June 12, 2009: Canadian Regulators Provide Guidance on Transition to New Registration...
...by Insiders), NRD (National Registration Database) and NRS (National Registration Search). Improving the User Experience for Canadian Market Participants We have a vision of a seamless platform across Canada that...
ByteX Financial Ltd. et al operating as ByteX Crypto Asset Trading Platform Pre-Registration Undertaking (March 24, 2023) CatalX CTS Ltd. operating as CatalX Crypto Asset Trading Platform Pre-Registration Undertaking (March...
